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US Global Enterprises Group and its family of Companies was founded on a set of values

to which we have unwavering commitment:

Our Company's foundational base is built on attracting and retaining those

who seek to give of themselves in whatever endeavor they undertake regardless of race or ethic origin, and we hold sacred the value of respect and consideration for others.

We are proud to practice our Chairman's "Principles for Sound Business Practices"

OUR VALUES

OUR CLIENTS

We place our clients’ interests always first and always above our own.

We never use, leverage, or favor a relationship with one client to the deliberate disadvantage of

another.

We take strong measures to fully protect and safeguard our client's information.

We strive to understand our client's businesses so we can help solve any problems and surmount any challenges our client's may face

We undertake our roles to provide clients with the highest trust and confidence in our abilities.

We focus on delivering solutions and consistent quality client service.

We pursue excellence in every aspect of our professional life,

We hold ourselves to the highest ethical standards of professionalism, believing in unequivocal integrity.

OUR MEMBERS

We place our clients’ interests always first and always above our own.

We never use, leverage, or favor a relationship with one client to the deliberate disadvantage of

another.

We take strong measures to fully protect and safeguard our client's information.

We strive to understand our client's businesses so we can help solve any problems and surmount any challenges our client's may face

We undertake our roles to provide clients with the highest trust and confidence in our abilities.

We focus on delivering solutions and consistent quality client service.

We pursue excellence in every aspect of our professional life,

We hold ourselves to the highest ethical standards of professionalism, believing in unequivocal integrity.

We emphasize teamwork that couples effectiveness with cohesion and collegiality throughout the Company.

We value energy, as individuals and as a Company, in working hard and striving to be the best in all that we undertake.

We are responsible to our US Global Enterprises Group family members, the men and women who work with us throughout our Company.

All members of the US Global Enterprises Group family of Companies are to treat fellow members as they would want to be treated - with respect and dignity.

We strive to provide all members of the US Global Rnterprises Group family of Companies a culture respectful of professionalism in all aspects of our businesses.

We strive to provide competitive and fair compensation all members

We strive to help all members of the US Global Enterprises Group family of Companies to develop and maintain a balanced work -personal life to fulfill one's family responsibilities or personal life.

We will provide for equal opportunity for employment, professional development, and advancement for qualified members.

We will provide management with a high degree of responsible competency and will demonstrate leadership with high ethical and professional standards of behavior.

We seek to be respectful to the communities we are priviledged to conduct our business in.

We strive to be good members of our communities and we encourage supporting our communities and charities.

Ultimately, we are guided by this most basic principle: Do the right thing.

We draw upon the diversity of our partners and their talents. By collaborating with colleagues, we bring together ideas that represent various experiences, cultures and backgrounds around the globe.

We bring this collective experience to bear when addressing the needs of our clients', worldwide.

We are convinced that our pursuit of these core values is fundamental to why our clients have come to rely on our services, year after year and decade after decade.

Ultimately, we are guided by this most basic tenet: Do the right thing.

These principles are embedded deeply in our culture and in the policies we develop, the procedures we follow, the decisions we make, and the actions we take every day. We do not and will not tolerate their breach, whether due to conscious action, complacency, indifference, or lapse of ethical judgment.

This statement of principles has been embraced by all members of the US Global Enterprises Group community, other colleagues, and our Board of Directors.

IN CONCLUSION

LEGAL NOTICE

TERMS OF USE

Our Guiding Principles

US GLOBAL

ENTERPRISES GROUP, LLC

™